Ka Ho Mak
麥嘉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Mak (麥嘉豪), a licensed former licensee with CE reference AWC175. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-08-31 | 2024-03-06 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-05-30 | 2024-03-06 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2022-05-12 | 2024-03-06 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-04-26 | 2024-03-06 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-03 | 2024-03-06 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-02 | 2022-05-30 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-08-02 | 2024-03-06 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-23 | 2020-08-03 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-23 | 2021-04-26 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-23 | 2018-07-07 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-23 | 2018-07-07 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-04 | 2016-02-12 |
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-04 | 2016-02-12 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-25 | 2015-12-14 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-25 | 2015-12-14 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-02 | 2015-09-17 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-11 | 2015-09-17 |