Jonathan Charles Marc Sillam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Charles Marc Sillam ( ), a licensed former licensee with CE reference AOM654. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-16 | 2024-05-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-01-16 | 2024-05-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-20 | 2022-09-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-03-20 | 2022-09-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-02-09 | 2014-04-11 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-02-09 | 2014-04-11 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-09 | 2014-04-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-09 | 2014-04-11 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-10 | 2010-02-01 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-09 | 2010-02-01 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-29 | 2009-06-03 |