Lin (SFC:AOA395) Ye
葉林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:AOA395) Ye (葉林), a licensed former licensee with CE reference AOA395. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-13 | 2022-08-26 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-01 | 2022-08-26 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-10-01 | 2022-08-26 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-26 | 2019-09-30 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-04-26 | 2019-09-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-17 | 2016-04-07 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-17 | 2016-04-07 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-08-17 | 2016-04-07 |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2012-10-04 | 2015-08-08 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2012-10-04 | 2015-08-08 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2012-10-04 | 2015-08-08 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2010-05-06 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2010-05-06 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2010-05-06 | 2012-10-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-05 | 2010-03-22 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-05 | 2010-03-22 |