Heng Pang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heng Pang (龐亨), a licensed Responsible Officer with CE reference AEC581. Currently licensed at 1 firm(s): Fountainhead Partners Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fountainhead Partners Company Limited 弘源資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-14 | present |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
RO | Type 4 - Advising on securities | 2016-01-14 | present |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
RO | Type 9 - Asset management | 2016-01-14 | present |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-12 | 2016-01-14 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-12 | 2016-01-14 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 9 - Asset management | 2015-10-12 | 2016-01-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2011-06-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-06-03 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Heng Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.