Ming Tak Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Tak Lee (李明德), a licensed Responsible Officer with CE reference ANT235. Currently licensed at 1 firm(s): Monmonkey Group Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Monmonkey Group Asset Management Limited 大聖資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-10 | present |
| Monmonkey Group Asset Management Limited 大聖資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-10 | present |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 4 - Advising on securities | 2016-09-22 | 2018-07-15 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 9 - Asset management | 2016-09-22 | 2018-07-15 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-02 | 2016-09-22 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 9 - Asset management | 2016-08-02 | 2016-09-22 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-05 | 2016-07-05 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-12-05 | 2016-07-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-26 | 2013-10-11 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2011-10-26 | 2013-10-11 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-02 | 2011-09-01 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-08 | 2009-06-22 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-13 | 2008-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Tak Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.