Chen Chen
陳晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Chen (陳晨), a licensed Representative with CE reference AVZ038. Currently licensed at 1 firm(s): Moody's Investors Service Hong Kong Limited. Active regulated activities: Type 10 - Providing credit rating services. This person has 15.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2020-11-23 | present |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-04 | 2020-08-31 |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 4 - Advising on securities | 2017-08-04 | 2020-08-31 |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 9 - Asset management | 2016-07-14 | 2020-08-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-23 | 2016-07-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-06-18 | 2013-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-06-18 | 2013-04-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-19 | 2012-05-17 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-30 | 2012-02-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.