Ka Ho Kenny Liu
廖家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Kenny Liu (廖家豪), a licensed former licensee with CE reference BFA621. This person has 5.0 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-21 | 2020-03-28 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-01-21 | 2020-03-28 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-09 | 2019-01-07 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-09 | 2019-01-07 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-09 | 2019-01-07 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-09 | 2019-01-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-01 | 2017-05-18 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-03 | 2017-05-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ho Kenny Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.