Kieran Alistair Moffat

CE No. AFD039 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kieran Alistair Moffat (), a licensed former licensee with CE reference AFD039. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Macquarie Capital Limited
麥格理資本股份有限公司
RO Type 1 — Dealing in securities 2007-08-28 2010-06-01
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
RO Type 1 — Dealing in securities 2007-08-28 2010-06-01
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2007-04-24 2007-08-28
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2007-02-22 2007-08-28
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2004-07-16 2005-04-07

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