Hong Ngai Chan
陳匡毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Ngai Chan (陳匡毅), a licensed former licensee with CE reference ACL576. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-03-05 | 2015-06-01 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-29 | 2014-03-05 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-11-07 | 2013-09-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-10-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2009-10-20 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2009-10-20 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-08-26 |