Ting (SFC:AMF592) Wu
吳婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting (SFC:AMF592) Wu (吳婷), a licensed former licensee with CE reference AMF592. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-10 | 2018-04-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-10 | 2018-04-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-10 | 2018-04-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-10 | 2018-04-14 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2013-07-25 | 2016-03-11 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2013-07-25 | 2016-03-11 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2013-07-25 | 2016-03-11 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2013-07-25 | 2016-03-11 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2013-07-25 | 2016-03-11 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2013-07-25 | 2016-03-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-08-06 | 2013-07-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-08-06 | 2013-07-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-08-06 | 2013-07-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-08-06 | 2013-07-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-06 | 2013-07-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-06 | 2013-07-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2012-07-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-06-21 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-21 | 2012-07-27 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-27 | 2006-06-06 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-27 | 2006-06-06 |