Lam Wong
王霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lam Wong (王霖), a licensed former licensee with CE reference AIY402. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2011-04-28 | 2019-03-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-15 | 2011-04-20 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-26 | 2011-04-20 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-03 | 2009-05-19 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-03 | 2004-07-30 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-22 | 2009-05-19 |