Wai Loi Chan
陳慧娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Loi Chan (陳慧娜), a licensed former licensee with CE reference AJA380. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-20 | 2019-05-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-04 | 2015-09-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-04 | 2015-09-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2013-02-04 | 2015-09-01 |
| Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-06 | 2012-08-08 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-28 | 2011-05-02 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-23 | 2011-05-02 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-03 | 2009-06-17 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-11 | 2005-02-15 |