Anne Lui
呂安妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anne Lui (呂安妮), a licensed former licensee with CE reference AXO912. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-11-02 | 2020-01-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-11-02 | 2020-01-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-11-02 | 2020-01-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-11-02 | 2020-01-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-11-02 | 2020-01-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-11-02 | 2020-01-08 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-04 | 2017-03-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2015-05-04 | 2017-03-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-04 | 2017-03-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2015-05-04 | 2017-03-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2015-05-04 | 2017-03-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2015-05-04 | 2017-03-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-15 | 2014-09-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-15 | 2014-09-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2013-08-15 | 2014-09-30 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-13 | 2013-07-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2011-07-13 | 2013-07-06 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-13 | 2013-07-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2011-07-13 | 2013-07-06 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-07-13 | 2013-07-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2011-07-13 | 2013-07-06 |