Humphrey Nam Lung Lau
劉南龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Humphrey Nam Lung Lau (劉南龍), CE reference ALK811. Currently licensed at 2 firm(s): Macquarie Markets Trading Limited, Macquarie Capital Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | Rep | Type 1 — Dealing in securities | 2021-02-22 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-14 | present |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-10-22 | 2016-12-30 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-14 | 2008-01-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-08 | 2006-06-16 |