Edward Richard Holiday
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Richard Holiday, CE reference ALI600. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-01-30 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-01-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2018-05-16 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-08-10 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2018-05-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-07-07 | 2018-05-16 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-29 | 2009-06-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-11-30 | 2009-02-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-19 | 2005-10-10 |