Jae Chel Lee

CE No. ALI391 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jae Chel Lee (), a licensed former licensee with CE reference ALI391. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2015-01-12 2015-01-16
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2012-09-21 2012-12-14
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2012-09-21 2012-12-14
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 7 — Providing automated trading services 2012-09-21 2012-12-14
Morgan Stanley Hong Kong Securities Limited Rep Type 2 — Dealing in futures contracts 2010-12-06 2012-06-04
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2009-02-05 2012-06-04
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts 2009-02-05 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services 2009-02-05 2012-06-04
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services 2009-02-05 2010-12-06
Polygon Investment Partners HK Limited
Rep Type 9 — Asset management 2008-03-31 2009-01-30
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts 2005-07-13 2008-01-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services 2005-07-13 2008-01-11
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services 2005-07-13 2008-01-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2004-10-18 2008-01-11

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