Steven John Barrett

CE No. AGN331 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven John Barrett (), a licensed former licensee with CE reference AGN331. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Myriad Asset Management Limited
萬方資產管理有限公司
Rep Type 9 — Asset management 2011-11-25 2014-04-28
Black's Link Capital Limited
Rep Type 9 — Asset management 2010-01-29 2011-05-27
Polygon Investment Partners HK Limited
Rep Type 9 — Asset management 2006-11-10 2009-06-01
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities present 2005-02-02
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts present 2004-11-24
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities present 2004-11-24
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 5 — Advising on futures contracts present 2004-11-24
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2004-11-24
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 9 — Asset management present 2004-11-24

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