Anthony Francis Correa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Francis Correa ( ), a licensed former licensee with CE reference AEX948. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taconic Capital Advisors (Hong Kong) Limited | RO | Type 9 — Asset management | 2012-06-18 | 2018-03-31 |
| Black's Link Capital Limited |
RO | Type 9 — Asset management | 2010-01-29 | 2011-05-27 |
| Polygon Investment Partners HK Limited |
RO | Type 9 — Asset management | 2006-10-27 | 2009-06-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-15 |