Hani Abuali
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hani Abuali ( ), a licensed former licensee with CE reference AEK136. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Petiole Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2018-10-02 | 2022-03-07 |
| Petiole Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-06-16 | 2018-10-02 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-11-30 | 2015-01-31 |
| Black's Link Capital Limited |
RO | Type 9 — Asset management | 2010-01-29 | 2011-05-27 |
| Polygon Investment Partners HK Limited |
Rep | Type 9 — Asset management | 2007-03-02 | 2009-06-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-04-07 | 2006-10-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-01-17 | 2006-10-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-01-17 | 2006-10-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-10-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-01-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |