Pamela Shuet Fan Yeung
楊雪芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pamela Shuet Fan Yeung (楊雪芬), a licensed former licensee with CE reference ALI310. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-17 | 2023-07-24 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-02-17 | 2023-09-29 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-05 | 2022-02-17 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-14 | 2021-02-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-14 | 2021-02-26 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-20 | 2015-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-20 | 2015-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-20 | 2015-04-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-09-17 | 2014-03-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-17 | 2014-03-07 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-07-17 | 2012-01-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-05-18 | 2006-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-05-18 | 2006-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-05-18 | 2006-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-05-18 | 2006-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-10-13 | 2006-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-10-13 | 2006-09-28 |