Richard Langdon Nuzum Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Langdon Nuzum Jr ( ), a licensed former licensee with CE reference ALH870. This person has 7.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-10 | 2021-02-10 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-03-10 | 2021-02-10 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-08-04 | 2009-01-20 |
| Mercer (Hong Kong) Limited |
RO | Type 4 - Advising on securities | 2005-01-22 | 2005-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Langdon Nuzum Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.