Charles Yo-Chuan Cheng
鄭又銓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yo-Chuan Cheng (鄭又銓), a licensed Responsible Officer with CE reference ALG172. Currently licensed at 1 firm(s): Clarity Investment Partners Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clarity Investment Partners Limited 可承資本有限公司 |
RO | Type 9 — Asset management | 2017-09-26 | present |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-10-28 | 2017-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-05 | 2014-08-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-12 | 2011-11-18 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-14 | 2010-07-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-14 | 2010-07-01 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-25 | 2008-04-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-21 | 2008-04-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-09-21 | 2008-04-30 |