Hiu Kwan Chan
陳曉鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Kwan Chan (陳曉鈞), a licensed former licensee with CE reference AHJ994. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ChinaRock Capital Management Limited 華岩(資本)有限公司 |
Rep | Type 9 — Asset management | 2009-12-21 | 2020-08-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-04 | 2009-09-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-04 | 2009-09-18 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-25 | 2008-04-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-12 | 2008-04-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-08-12 | 2008-04-30 |