Tsz Wa Tam
譚紫華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wa Tam (譚紫華), a licensed former licensee with CE reference ALQ184. This person has 18.5 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-01 | 2026-02-11 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-11-01 | 2026-02-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-09 | 2021-01-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-06 | 2018-02-15 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-09-12 | 2014-01-10 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-05 | 2014-01-10 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-21 | 2008-06-23 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-22 | 2008-06-23 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-22 | 2008-06-23 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-25 | 2008-04-15 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-09 | 2008-04-15 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 - Asset management | 2005-06-09 | 2008-04-15 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-24 | 2005-05-25 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-24 | 2005-05-25 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-02-24 | 2005-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Wa Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.