Wei Cai
蔡衛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Cai (蔡衛), a licensed former licensee with CE reference AKI200. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2018-09-17 | 2026-02-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | 2018-09-17 | 2026-02-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-07-23 | 2018-09-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-23 | 2018-09-17 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2015-08-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-10 | 2010-08-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-10 | 2010-08-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-04-21 | 2006-06-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-04-21 | 2006-06-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-04-21 | 2006-06-05 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2006-04-21 | 2006-06-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2006-04-21 | 2006-06-05 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2006-04-21 | 2006-06-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-02 | 2006-02-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-04-02 | 2006-02-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-02 | 2006-02-27 |