Ka Mun Lai
黎嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Mun Lai (黎嘉敏), CE reference AKN209. Currently licensed at 1 firm(s): JVSakk Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-23 | present |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-23 | 2019-10-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-28 | 2012-06-29 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-28 | 2012-06-29 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-30 | 2004-07-26 |