Kaleem Airfan Mahmood Khan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaleem Airfan Mahmood Khan ( ), a licensed former licensee with CE reference AIU292. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-09 | 2018-09-12 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-07-20 | 2018-09-12 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 9 — Asset management | 2011-07-20 | 2018-09-12 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-01 | 2011-07-20 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-02-01 | 2011-07-20 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-03 | 2010-01-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-03 | 2010-01-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-16 | 2003-06-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-16 | 2003-06-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-16 | 2003-06-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 — Asset management | 2003-05-16 | 2003-06-09 |