Wendy Ho Ting Cheung
張皓婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Ho Ting Cheung (張皓婷), a licensed former licensee with CE reference AJL554. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-20 | 2012-02-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-20 | 2012-02-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-07 | 2010-07-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-07 | 2010-07-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-02-16 | 2009-03-31 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-02-16 | 2009-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-03-27 | 2009-03-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-17 | 2006-03-17 |