Yee Chow
周怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Chow (周怡), a licensed former licensee with CE reference AKO697. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-30 | 2013-03-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-12 | 2013-03-29 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2007-06-18 | 2011-04-29 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-28 | 2011-04-29 |