Ho Yeung Tam
譚浩洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yeung Tam (譚浩洋), a licensed former licensee with CE reference ASZ119. This person has 14.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Demeter Investment Management Limited 東禾投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-24 | 2026-01-31 |
| Demeter Investment Management Limited 東禾投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-05-09 | 2026-01-31 |
| Demeter Investment Management Limited 東禾投資管理有限公司 |
RO | Type 9 - Asset management | 2023-05-09 | 2026-01-31 |
| Fargo Space Partners Limited | RO | Type 4 - Advising on securities | 2020-04-14 | 2023-03-31 |
| Fargo Space Partners Limited | RO | Type 9 - Asset management | 2020-04-14 | 2023-03-31 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-03-01 | 2020-04-03 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 9 - Asset management | 2018-03-01 | 2020-04-03 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 - Asset management | 2017-03-09 | 2017-08-31 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2015-06-05 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-09 | 2010-04-14 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-19 | 2009-08-01 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-19 | 2009-08-01 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-19 | 2009-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yeung Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.