David Soetjipto Budihardjo

沈振峰
CE No. ACQ192 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Soetjipto Budihardjo (沈振峰), a licensed former licensee with CE reference ACQ192. This person has 13.8 years of SFC licence history. Total licence records on file: 12.

Information

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Licence history

FirmRoleRegulated activityFromTo
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 1 - Dealing in securities 2010-05-03 2017-01-27
HSBC Trinkaus Investment Management Limited Rep Type 1 - Dealing in securities 2005-06-02 2010-04-17
HSBC Trinkaus Investment Management Limited Rep Type 4 - Advising on securities 2003-06-12 2010-04-17
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-06-03
Shun Loong Futures Limited
順隆期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2003-06-03
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-06-03
Shun Loong Futures Limited
順隆期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-06-03
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-06-03
Shun Loong Futures Limited
順隆期貨有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-06-03
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-06-03
Shun Loong Futures Limited
順隆期貨有限公司
Rep Type 9 - Asset management Pre-2003 2003-06-03
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 9 - Asset management Pre-2003 2003-06-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Soetjipto Budihardjo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sau Lai Chan HSBC Trinkaus Investment Management Limited 2003–2010
Audrey Ai Wei Zau HSBC Trinkaus Investment Management Limited 2003–2010
Ivy Sai Ying Lam HSBC Trinkaus Investment Management Limited 2003–2010
Yee Har Leung HSBC Trinkaus Investment Management Limited 2003–2010
Madelan Pui Ming Poon HSBC Trinkaus Investment Management Limited 2003–2010
Sandie Wai Shan Choi HSBC Trinkaus Investment Management Limited 2008–2010
Fornia Pu Na Lam HSBC Trinkaus Investment Management Limited 2008–2010
Lai Yue Wong Shun Loong Futures Limited 2003
Man Yuk Cheung Shun Loong Futures Limited 2003
Grazy Kit Ling Chu Shun Loong Futures Limited 2003
Chi Leung Fung Shun Loong Futures Limited 2003
Raymond Man Pang Kwok Shun Loong Futures Limited 2003
Lai Ping Chau Shun Loong Futures Limited 2003
Ho Leung Poon Shun Loong Futures Limited 2003
Hoi Fai Huen Shun Loong Futures Limited 2003
Kin Fan So Shun Loong Futures Limited 2003
Vincent Kim Ming Chan Shun Loong Futures Limited 2003
Tuen Leung Chiu Shun Loong Futures Limited 2003
Wai Kuen Liu Shun Loong Futures Limited 2003
Ting Po Chu Shun Loong Futures Limited 2003
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