Audrey Ai Wei Zau
曹靄為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Audrey Ai Wei Zau (曹靄為), CE reference ADS448. Currently licensed at 1 firm(s): Lombard Odier (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-18 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-18 | present |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2015-11-06 | 2019-06-30 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2015-11-06 | 2019-06-30 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-10-29 | 2015-11-06 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2015-10-29 | 2015-11-06 |
| BHI Investment Advisors (Asia) Limited |
RO | Type 1 — Dealing in securities | 2011-01-04 | 2015-10-07 |
| BHI Investment Advisors (Asia) Limited |
RO | Type 4 — Advising on securities | 2011-01-04 | 2015-10-07 |
| HSBC Trinkaus Investment Management Limited |
RO | Type 1 — Dealing in securities | 2005-06-02 | 2010-11-08 |
| HSBC Trinkaus Investment Management Limited |
RO | Type 4 — Advising on securities | 2003-08-01 | 2010-11-08 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 4 — Advising on securities | present | 2003-08-01 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-10 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 9 — Asset management | present | 2003-06-10 |