Ka Ying Mok
莫家英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ying Mok (莫家英), a licensed former licensee with CE reference ALW654. This person has 9.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-15 | 2017-11-21 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-05 | 2013-08-19 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-10-25 | 2013-12-19 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-15 | 2013-12-19 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-15 | 2013-12-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ying Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.