Scott Allen Gaynor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Allen Gaynor ( ), a licensed former licensee with CE reference ALB766. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Myriad Asset Management Limited 萬方資產管理有限公司 |
RO | Type 9 — Asset management | 2011-11-25 | 2020-09-30 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 — Dealing in futures contracts | 2010-11-30 | 2011-05-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-17 | 2011-05-21 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 — Dealing in securities | 2007-12-17 | 2011-05-21 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 2 — Dealing in futures contracts | 2007-12-17 | 2011-05-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2007-12-17 | 2011-05-21 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 7 — Providing automated trading services | 2007-12-17 | 2011-05-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-16 | 2007-12-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2004-08-16 | 2007-12-17 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-16 | 2007-12-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-08-16 | 2007-12-17 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2004-08-16 | 2007-12-17 |