Priscilla Pui Yu Kwok
郭沛榆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Priscilla Pui Yu Kwok (郭沛榆), a licensed former licensee with CE reference AFL349. This person has 12.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-30 | 2015-09-10 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-06 | 2015-09-10 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | 2004-06-24 | 2006-10-31 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-06-24 | 2006-10-31 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-16 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-16 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Priscilla Pui Yu Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.