Dennis George Desmond Cassidy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis George Desmond Cassidy, a licensed former licensee with CE reference AAD293. This person has 16.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2019-08-30 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2019-08-30 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2019-08-30 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2019-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis George Desmond Cassidy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.