Yuk Ming Lam
林鈺明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Ming Lam (林鈺明), CE reference AOE457. Currently licensed at 5 firm(s): Everbright Securities Digital Finance (HK) Limited , Everbright Securities Investment Services (HK) Limited, China Everbright Securities (HK) Limited, CES Forex (HK) Limited, CES Commodities (HK) Limited . Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-19 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-29 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-27 | present |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-11-13 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-16 | present |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-16 | present |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-27 | 2024-12-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-12-27 | 2024-12-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-19 | 2023-08-31 |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-01-04 | 2010-08-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-16 | 2013-03-15 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-16 | 2013-03-15 |