Yik Kan Lee
李翊勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Kan Lee (李翊勤), a licensed former licensee with CE reference ARN408. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-28 | 2019-02-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-28 | 2019-06-30 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-07-23 | 2020-01-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-23 | 2020-01-05 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-23 | 2020-01-05 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-01-23 | 2020-01-05 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-19 | 2015-01-07 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-19 | 2015-01-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-20 | 2013-08-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-17 | 2013-08-06 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-17 | 2013-08-06 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-14 | 2010-06-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-18 | 2010-06-03 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2008-10-03 | 2009-03-06 |