Steve Deh-Mo Chang
張德懋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Deh-Mo Chang (張德懋), a licensed Responsible Officer with CE reference AGC467. Currently licensed at 1 firm(s): JMC Capital HK Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.5 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-20 | present |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-12-20 | present |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 9 - Asset management | 2023-12-20 | present |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-06 | 2023-12-20 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-21 | 2023-12-20 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-10-21 | 2023-12-20 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-08 | 2021-06-30 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 9 - Asset management | 2018-06-08 | 2021-06-30 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2017-01-27 | 2018-01-03 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-09-22 | 2017-01-27 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2016-02-17 | 2018-01-03 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2016-02-17 | 2018-01-03 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2016-02-17 | 2016-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-08-26 | 2016-02-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-08-26 | 2016-02-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-08-26 | 2016-02-17 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-19 | 2014-08-21 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-01-19 | 2014-08-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-09-01 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-09-01 | 2010-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-09-01 | 2010-08-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-08 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-08-08 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-08 | 2008-11-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2005-10-26 | 2007-06-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-06-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-06-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2007-06-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2007-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steve Deh-Mo Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.