Pik Ho Lee
李璧皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Ho Lee (李璧皓), a licensed former licensee with CE reference AJD511. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-09 | 2021-01-29 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理(亞太)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-09 | 2021-01-29 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-31 | 2011-10-30 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-12 | 2011-10-30 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-12 | 2011-10-30 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-28 | 2010-06-11 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-22 | 2004-04-19 |