Philip Mark Goldsmith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Mark Goldsmith, a licensed former licensee with CE reference AAK537. This person has 6.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Star International Investment Products (Asia) Limited | RO | Type 1 - Dealing in securities | 2007-02-13 | 2009-03-31 |
| New Star International Investment Products (Asia) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2009-03-31 |
| New Star International Investment Products (Asia) Limited | RO | Type 9 - Asset management | Pre-2003 | 2007-03-31 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Mark Goldsmith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.