Yim King Lit
列艷琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim King Lit (列艷琼), a licensed former licensee with CE reference AEY889. This person has 20.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-07 | 2024-04-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-15 | 2021-03-12 |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-08 | 2020-07-03 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-20 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yim King Lit during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.