Yim King Lit
列艷琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim King Lit (列艷琼), CE reference AEY889. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-07 | 2024-04-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-15 | 2021-03-12 |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-08 | 2020-07-03 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-20 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 9 — Asset management | present | 2003-05-28 |