Wing Ping To
涂榮萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ping To (涂榮萍), CE reference ABD429. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-16 | 2023-06-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-21 | 2021-03-04 |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-08 | 2020-08-03 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-08 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-02 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-02 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 9 — Asset management | present | 2003-06-02 |