Chi Nam Li
李志南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Nam Li (李志南), CE reference ACZ117. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-08 | 2011-06-30 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-20 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 9 — Asset management | present | 2003-05-28 |