Chi Nam Li
李志南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Nam Li (李志南), a licensed former licensee with CE reference ACZ117. This person has 8.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-08 | 2011-06-30 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-20 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Nam Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.