Warren Sau Tat Yip
葉秀達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Sau Tat Yip (葉秀達), a licensed former licensee with CE reference AAK454. This person has 9.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-25 | 2012-11-01 |
| Lee's Securities Company Limited 李氏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-03 | 2007-11-30 |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-08 | 2007-06-07 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-20 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Warren Sau Tat Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.