Warren Sau Tat Yip
葉秀達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Sau Tat Yip (葉秀達), CE reference AAK454. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-25 | 2012-11-01 |
| Lee's Securities Company Limited 李氏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-03 | 2007-11-30 |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-08 | 2007-06-07 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-20 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 9 — Asset management | present | 2003-05-28 |