Koon Ha Lau
劉觀霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koon Ha Lau (劉觀霞), CE reference ABD527. Currently licensed at 1 firm(s): CITIC Securities Brokerage (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-18 | present |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-08 | 2019-09-01 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-20 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 9 — Asset management | present | 2003-05-28 |