Northwest Investment Management (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Northwest Investment Management (Hong Kong) Limited ( ), CE reference ASM380. Currently licensed for regulated activity type(s) 9. Current licensed staff on file: 6.
Registered address
11/F, Kinwick Centre, 32 Hollywood Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2009-04-09 | present |
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tanvir Belal | RO 9 | 2009-08 | Present |
| Andrew Michael Higgins | RO 9 Rep 9 | 2009-04 | 2024-07 |
| George Andrew Philips | RO 9 | 2009-09 | Present |
| David Ian Rogers | RO 9 | 2009-04 | Present |
| Mark Smith | RO 9 Rep 9 | 2009-08 | Present |
| Trevor James Connolly Carbo | Rep 9 | 2010-02 | 2011-08 |
| Alastair Robert Dunn | Rep 9 | 2012-08 | Present |
| Nial Dennis Henry Gooding | Rep 9 | 2010-04 | 2012-08 |
| Yuetian Lu 呂閱天 | Rep 9 | 2011-10 | 2012-11 |
| Ayaz Bashir Motiwala | Rep 9 | 2011-06 | 2011-06 |
| Luca Parlamento | Rep 9 | 2017-03 | 2018-12 |
| Christiana Marie Philips | Rep 9 | 2010-03 | 2014-02 |
| Ethylyn G. Reyes | Rep 9 | 2011-03 | 2014-09 |
| Matthew John Shiers | Rep 9 | 2016-03 | Present |
| Pui Sze (SFC:AOJ349) Wong 黃佩詩 | Rep 9 | 2010-12 | 2015-08 |
| Christine Ka Wai Wu 胡嘉慧 | Rep 9 | 2011-02 | 2015-08 |
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