Hon Choi Ng
吳漢材
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Choi Ng (吳漢材), a licensed former licensee with CE reference AEI107. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-15 | 2024-05-20 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-15 | 2024-05-20 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-03 | 2020-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-17 | 2014-05-10 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-23 | 2009-10-08 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-14 | 2008-04-23 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-03-14 | 2008-04-23 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-03-14 | 2008-04-23 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-21 | 2007-12-17 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2007-06-05 | 2007-08-28 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2007-06-05 | 2007-08-28 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-18 | 2006-03-29 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-30 | 2004-09-23 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-30 | 2004-09-23 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-08-30 | 2004-09-23 |