Brian Yuk Keung Li
李旭強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Yuk Keung Li (李旭強), CE reference AEC983. Currently licensed at 1 firm(s): Livermore Holdings Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-13 | present |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-21 | 2016-09-15 |
| Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-24 | 2015-09-01 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-17 | 2014-07-01 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-07 | 2007-08-16 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-07 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-06 |