Kenny Hon Kau Lai
賴漢球
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Hon Kau Lai (賴漢球), a licensed former licensee with CE reference AAB192. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-11-10 | 2021-08-31 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-23 | 2021-08-31 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-23 | 2015-12-23 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-20 | 2015-10-29 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-17 | 2015-10-20 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-23 | 2015-09-15 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-12-23 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-07 |